1 High-quality Funds: The ShareBuilder Advisors Investment Committee conducts an annual
review of the
Exchange-Traded Funds offered as ShareBuilder 401k investment options. The review includes multiple
variables including length of time since inception, asset level, historic performance over one to
ten years, expense ratios, and how the funds compare to their respective benchmark index. Each fund
is monitored and changes are made to the fund lineup as needed to align the investment options to
the Investment Committee’s investment policy.
* ShareBuilder 401k plan expenses range from 23% to 68% less than the industry average at
various data
points from a $50K plan with 6 participants to a $100M plan with 2,000 participants based on 401k
Averages Book 2023 Data and Custom Benchmarking report prepared for ShareBuilder Advisors. Cost
comparisons are based on plan assets and number of participants and reflect core on-going 401k plan
expenses that a company and/or its employees can expect to incur as a percentage of assets with most
any 401k plan. This includes administration, recordkeeping, tax filing prep documents, plan testing,
fund expense ratios, and other investment costs passed on to every participant to service the plan.
It does not include unique employee-initiated transactions such as loans, distributions or employer
transactions such as plan amendments. ShareBuilder 401k pricing is based off standard pricing rates
for our typical Safe Harbor 401k plan design. This claim is not applicable to Solo 401k plans.
ShareBuilder 401k does not offer tax or legal advice. Consult with your tax or legal advisor before
engaging in specific strategies.
Investment advisory services are offered by ShareBuilder Advisors, LLC, an SEC-registered investment advisor. For more details on our services, read our Customer Relationship Summary and ADV-II.
Securities offered through Mid-Atlantic Clearing & Settlement Corporation, NewEdge Securities, Inc., and DriveWealth LLC, members FINRA/SIPC.
ShareBuilder 401k is the marketing name of ShareBuilder Advisors, LLC. © 2019-2025 ShareBuilder Inc. All rights
reserved.
ShareBuilder Advisors, LLC. 801 Second Avenue, Suite 1400, Seattle, WA, 98104
